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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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