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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors