Search Result

741 - 760 of 1452 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls