Search Result

561 - 580 of 1738 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses