Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 19C.1 General application and purpose

SUP 15.5 Core information requirements

IFPRU 2.2 Internal capital adequacy assessment process

REC 2.5 Systems and controls, algorithmic trading and conflicts

PERG 4.1 Application and purpose

EG 3.3 Reports by skilled persons (section 166)

PERG 4.11 Link between activities and the United Kingdom

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

GEN 5.1 Application and purpose

REC 4.5 FCA supervision of action by UK RIEs under their default rules

MCOB 4.8A Execution-only sales

FEES 6.1 Application

SUP 16.13 Reporting under the Payment Services Regulations

RCB 2.3 Determination of registration

DISP 1.1 Purpose and application

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

DEPP 1.2 Introduction to statutory notices

EG 19.23 Electronic Money Regulations 2011

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

SYSC 4.2 Persons who effectively direct the business