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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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Similar To

SYSC 4.7

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

LR 9.8 Annual financial report

EG 20.1 Introduction

REC 4.3 Risk assessments for UK recognised bodies

EG 18.1 Cancellation on the FCA’s own-initiative

EG 10.4 Other relevant powers

LR 7.2 The Listing and Premium Listing Principles

SUP 1A.4 Tools of supervision

SUP 1A.3 The FCA's approach to supervision

PERG 4.11 Link between activities and the United Kingdom

EG 4.5 Notice of termination of investigations

SUP 1A.2 Introduction

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy