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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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