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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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LR App 2.1

As Published: 2005

LR App 2.1

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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