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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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Similar To

SUP 8.2 Introduction

LR 13.8 Other circulars

PR 3.4 Supplementary prospectus

PERG 2.4 Link between activities and the United Kingdom

SUP 13.1 Application and purpose

REC 2.7A Position management and position reporting in relation to commodity derivatives

COLL 1.1 Applications and purpose

REC 2.16B Operation of a data reporting service

PERG 8.6 Communicate

APER 3.1 Introduction

EG 12.1 The FCA’s general approach

SUP 12.7 Notification requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy