Search Result

141 - 160 of 1556 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose