Search Result

1501 - 1520 of 1530 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

…

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

…

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

…

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

…

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

…

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

…

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

…

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

…

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

…

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

…

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

…

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

…

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

…