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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

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LR 1.6 Listing Categories

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

EG 2.13 Late reporting or non-submission of reports to the FCA

PERG 8.28 Advice or information

PERG 8.3 Financial promotion

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

CONC 8.5 Financial statements and debt repayment offers

DISP 1.6 Complaints time limit rules

COBS 3.1 Application

COBS 3.2 Clients

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

DTR 4.3A Reports on payments to governments

IPRU-INV 11.2 MAIN REQUIREMENTS

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COBS 19.6 Restriction on charges in qualifying schemes

EG 14.2 Choice of powers

LR 4.3 Approval and publication of listing particulars

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy