Search Result

921 - 940 of 1053 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2015

CONC 4.6 Pre-contract disclosure: continuous payment authorities

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

ICOBS 6A.2 Optional additional products

As Published: 2015

ICOBS 6A.2 Optional additional products

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)