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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2015

COBS 4.10 Systems and controls and approving and communicating financial promotions

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity