Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

…

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

…

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

…

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

…

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 7.1 The FCA’s use of sanctions

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 4.12 Appointed representatives

PERG 2.4 Link between activities and the United Kingdom

SUP 11.5 Notifications by firms

EG 4.11 Approach to interviews and interview procedures

PERG 5.2 Introduction

SUP 13.1 Application and purpose

DEPP 6A.1 Introduction

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 4.3 Regulated activities related to mortgages

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SUP 5.4 Appointment and reporting process

LR 8.7 Supervision of sponsors