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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise