Search Result

601 - 620 of 1552 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

PR App 3.1

As Published: 2005

PR App 3.1

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees