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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 16.1 Application

As Published: 2005

LR 16.1 Application

EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls