Search Result

41 - 60 of 1272 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus