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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SYSC 4.9

As Published: 2015

SYSC 4.9

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SYSC 4.5

As Published: 2015

SYSC 4.5

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation