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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP 15.5 Core information requirements

SYSC 19C.1 General application and purpose

REC 2.5 Systems and controls, algorithmic trading and conflicts

EG 3.3 Reports by skilled persons (section 166)

PERG 4.1 Application and purpose

IFPRU 2.2 Internal capital adequacy assessment process

FEES 6.1 Application

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

GEN 5.1 Application and purpose

REC 4.5 FCA supervision of action by UK RIEs under their default rules

DEPP 1.2 Introduction to statutory notices

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974