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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative