Search Result

41 - 60 of 1660 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

…

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

…

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

…

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

…

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

…

PR App 3.1

As Published: 2005

PR App 3.1

…

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

…

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

…

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…