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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SYSC 4.7

As Published: 2015

SYSC 4.7

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries