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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

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EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

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EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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MCOB 2A.5 Variable rate credits

As Published: 2016

MCOB 2A.5 Variable rate credits

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BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

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