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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State