Search Result

641 - 660 of 1606 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts