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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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REC 6.5 FCA decision on recognition

CASS 8.3 Records and internal controls

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

MAR 10.5 Other reporting, notifications and information requirements

MCOB 1.3 General application: where?

DISP 3.3 Dismissal without consideration of the merits and test cases

IFPRU 4.6 Internal ratings based approach: probability of default

INSPRU 1.5 Internal-contagion risk

PERG 8.37 AIFMD Marketing

PR 1.1 Preliminary

GEN 1.2 Referring to approval by the FCA

REC 6.3 Recognition requirements

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 9.1 Application and Purpose

MCOB 2.7A E-Commerce

PERG 2.5 Investments and activities: general

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling