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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

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SYSC 4.9

As Published: 2015

SYSC 4.9

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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Similar To

SYSC 10A.1 Application

COCON 2.3 Firms: training and breaches

PERG 8.8 Having an effect in the United Kingdom

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

PERG 2.2 Introduction

REC 2A.2 Method of satisfying the RAP recognition requirements

EG 2.11 Senior management responsibility

DTR 7.1 Audit committees

EG 10.1 Introduction

IFPRU 4.6 Internal ratings based approach: probability of default

COLL 3.2 The instrument constituting the fund

EG 7.2 Alternatives to sanctions

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP 3.3 Appointment of auditors

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation