Search Result

461 - 480 of 968 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance