Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

…

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

…

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

…

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

…

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

…

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

…

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

…

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

…

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

…

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 19.23 Electronic Money Regulations 2011

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

FIT 1.2 Introduction

LR 3.4 Debt and other securities

SYSC 19B.1 Application

FEES 9.2 PSR fees

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation