Search Result

361 - 380 of 1479 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

COND 1.1A Application

As Published: 2013

COND 1.1A Application

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

MCOB 7B.1 Information to be provided for further advances

As Published: 2015

MCOB 7B.1 Information to be provided for further advances

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

MCOB 4A.2 Adequate explanations

As Published: 2016

MCOB 4A.2 Adequate explanations

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links