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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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