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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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SUP 9.1 Application and purpose

DTR 5.8 Procedures for the notification and disclosure of major holdings

FEES 6.1 Application

COND 2.5 Suitability

BIPRU 8.5 Basis of consolidation

RCB 3.6 Fees and other matters

COLL 4.2 Pre-sale notifications

REC 3.14A Operation of a trading venue

BIPRU 12.8 Cross-border and intra-group management of liquidity

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 15.2 Requirements for listing

EG 16.2 Disapplication orders

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy