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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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IPRU-INV 5.3 Financial resources

As Published: 2016

IPRU-INV 5.3 Financial resources

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DISP App 3.6 Determining the effect of a breach or failing at step 1

As Published: 2017

DISP App 3.6 Determining the effect of a breach or failing at step 1

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CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2015

CONC 11.2 Right of withdrawal: P2P agreements

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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PR 3.4 Supplementary prospectus

PERG 8.6 Communicate

SUP 17A.2 Connectivity with FCA systems

SUP 1A.3 The FCA's approach to supervision

BIPRU 3.5 Simplified method of calculating risk weights

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 12.1 The FCA’s general approach

EG 19.15 The conduct of investigations under the Money Laundering Regulations

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DEPP 8.2 Use of the own-initiative variation of approval power: general

EG 2.2 Case selection and referral criteria

IFPRU 4.5 Internal ratings based approach: definition of default

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

REC 2.9 Transaction recording

EG 11.3 The FCA’s choice of powers

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

IPRU-INV 5.3 Financial resources

DISP App 3.6 Determining the effect of a breach or failing at step 1

CONC 11.2 Right of withdrawal: P2P agreements

MAR 7A.3 Requirements for algorithmic trading