Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 2.1 Preliminary

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

PERG 16.3 Managing an AIF

SUP 16.7A Annual report and accounts

COLL 4.1 Introduction

BIPRU 9.10 Reduction in risk-weighted exposure amounts

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

MCOB 3A.9 Systems and controls

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

LR 16.3 Listing applications

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

APER 3.3 Factors relating to Statements of Principle 5 to 7

PRIN 4.1 Principles: MiFID business

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration