Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

…

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP App 3.6 Freedom to provide services

APER 4.4 Statement of Principle 4

SYSC 19A.2 General requirement

DISP 1.3 Complaints handling rules

COBS 19.5 Independent governance committees (IGCs)

REC 3.14 Products, services and normal hours of operation

EG 19.32 The Payment Accounts Regulations 2015

PERG 7.5 When is it appropriate to apply for a certificate?

LR 8.3 Role of a sponsor: general

ICOBS 6.2 Pre-contract information: general insurance contracts

SYSC 13.8 External events and other changes

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 8.24 Advising on investments

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 4.2 Notifying the person under investigation where notice is not required under the Act

PERG 8.35 Authorisation and exemption

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy