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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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