Search Result

421 - 440 of 1737 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

MIPRU 4.2E Use of external credit assessments

As Published: 2015

MIPRU 4.2E Use of external credit assessments

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information