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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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SYSC 3.1 Systems and controls

COLL 6.13 Record keeping

CASS 6.2 Holding of client assets

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 16.13 Reporting under the Payment Services Regulations

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GEN 4.4 Business for retail clients from non-UK offices

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy