Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

…

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10C.10 Application for approval and withdrawing an application for approval

LR 9.2 Requirements with continuing application

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

REC 2.1 Introduction

IFPRU 4.12 Securitisation

CONC 6.8 Post contract business practices: credit brokers

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

CONC 3.8 Financial promotions and communications: lenders

MCOB 3A.5 MCD financial promotions

PERG 9.10 Significance of being an open-ended investment company

CONC 11.1 The right to cancel

CONC 2.2 General principles for credit-related regulated activities

DISP 1.4 Complaints resolution rules

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration