Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

…

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10C.10 Application for approval and withdrawing an application for approval

PERG 5.15 Illustrative tables

PERG 9.1 Application and Purpose

COCON 4.2 Specific guidance on senior manager conduct rules

SUP 8.1 Application and purpose

PR App 1.1

BIPRU 12.2 Adequacy of liquidity resources

PERG 13.6 CRD IV

EG 19.7 The Open-Ended Investment Companies Regulations 2001

ICOBS 8.2 Motor vehicle liability insurers

SUP 13A.7 Top-up permission

REC 3.4 Members of the management body and internal organisation

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

EG 15.1 Introduction

PERG 15.7 Transitional provisions

REC 3.14A Operation of a trading venue

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration