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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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Effective Period

Similar To

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

BIPRU 8.5 Basis of consolidation

EG 19.34 Markets in Financial Instruments Regulations 2017

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COND 2.3 Effective supervision

SUP 10C.12 Conditional and time-limited approvals

FEES 6.1 Application

SUP 9.1 Application and purpose

BIPRU 12.8 Cross-border and intra-group management of liquidity

COND 2.5 Suitability

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy