Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

…

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

…

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

…

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

…

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

…

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

…

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MIPRU 5.2 Use of intermediaries

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 3A.5 Exclusions

PERG 17.5 The meaning of advice

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

PERG 5.8 The regulated activities: advising on contracts of insurance

MCOB 4A.2 Adequate explanations

PERG 4.14 Mortgage activities carried on by professional firms

COBS 1.1 General application

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements