Search Result

441 - 460 of 1590 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

PR App 1.1

As Published: 2005

PR App 1.1

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS