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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

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ICOBS 2.3 Inducements

As Published: 2018

ICOBS 2.3 Inducements

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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