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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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LR 4.2 Contents and format of listing particulars

REC 2.15 Discipline

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

PERG 8.21 Company statements, announcements and briefings

SUP 1A.1 Application and purpose

PERG 2.5 Investments and activities: general

PERG 2.4 Link between activities and the United Kingdom

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 8.6 Communicate

APER 3.1 Introduction

EG 12.1 The FCA’s general approach

COLL 1.2 Types of authorised fund

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy