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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information