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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

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EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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EG 3.5 Official listing investigations (section 97)

CASS 12.1 Application

REC 6.1 Introduction and legal background

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

DTR 1C.1 Application and purpose (Primary information providers)

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

FEES App 1 Annex 2 Further information on fees

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

EG 13.8 Power to apply to court for a provisional liquidator

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

DEPP 8.2 Use of the own-initiative variation of approval power: general

EG 13.1 Introduction

EG 15.5 Removal of a disqualification

GENPRU 3.1 Application