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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PR App 3.1

As Published: 2005

PR App 3.1

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities